Musical Theory: Misuse, Pitfalls and Power

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The slow evolution of Western society (and in consequence of the whole world) into the post-modern paradigm arising inevitably from the purely mechanistic cosmovision of the Enlightment sciences, which in the best of cases allow for a Cartesian separation of the physical and the spiritual, pervade every corner touched by the status quo culture. This results in a relegating of anything which cannot be explained or described in purely mathematical terms to what is referred to as ‘subjective’. Anything that is experienced but cannot (yet) be explained is assumed to be subjective. There would be a certain justice to this if the phenomena that are still unaccounted for by science were squarely placed in a category under a truthful label by the establishment confessing: “We don’t know how to explain this in our terms, but that does not mean it is any less real or without possible objective basis.” What takes place is an arbitrary classification of these into morally-justified beliefs when they are in line with the status quo and into so-called subjective experiences when they are not.

The views held by society must be enforced in every discipline precisely because they are the result of dogma and not actual science (a word unfortunately hijacked by a corrupt establishment lead by weak minds elevated to positions of prestige and power by other weak minds). It follows that dogmatic belief cannot be challenged at any level since any divergence spells out potential intellectual catastrophes and conflicts that are not guaranteed to be won by the powers that be. As a result, not only does education suffer in the form of indoctrination but so do the supposed heroes of objective knowledge that the sciences are said to be comprised of turn into the priests of the temple to whatever the hive believes. It is only to be expected, then, that the humanities and the arts are the most easily and selectively suppressed, limited or made irrelevant, since the processes and phenomena studied by them are even further away from the grasp of mathematical explanations.

In the Western classical music tradition,  the tenets of the Common Practice Period have been put into question for a very long time in progressively derisive waves. Very often, revolutionary thinkers that spearheaded such contrarian views had transcendent and elaborate reasons that motivated and justified their moving-beyond. But the hordes of followers understood only a portion of this, often inclined towards its most easily understood materialist explanation. In the case of Beethoven, followers of his defiance of what was expected of music were shielded from degeneration by the very fact that the then contemporary German culture was a very spiritual one, and its artists still acknowledged the magic behind music — occult properties and processes that can only be perceived but not fully explained. Contrastingly, in the age of Anton Webern,  his decision based on artistic principle to move away from traditional harmony to work with a self-defined and logical set of rules that he would use without falling into an empty materialism was taken up as fashion — the next “big thing” in classical music development. This directly reflected the way Western society saw the world around it at the beginning of the 20th century: as its playground, where anything “I like” goes and the capricious human will is allowed to do whatever it wants because we are the nihilist masters of the natural world. Gone was the romantic respect of nature and its view of humans as part of it. We must ask ourselves what dissolved the old German mysticism? The simple answer is that they, too, had to change, even if slowly and reluctantly, in order to not be destroyed in a world dominated by French Enlightment and overarching Russian influences — both with primarily materialist tendencies.

Music theory is one such set of occult properties. Yet it is only occult (hidden but observable) because there is no theory developed for the relation between arranged sound frequencies and mental states, especially at increased levels of complexity. Contrary to what scientifically-ignorant artists think, this is neither impossible nor irrational, just difficult. Contrary to the beliefs of Blank Slate – indoctrinated scientists, the study of innate human nature can yield explanations as to why, as a species, certain tastes, visual and sound arrangements and textures have certain effects on the mind (itself rooted in chemical states of the brain). The reason why both groups tend to back away from such ideas is not rooted in reason, but in the fear of not being acknowledged for who they are, which for them translates into what they want, like or prefer to believe to feel validated. In other words, reality is shunned in order to give way to a truth built on the necessities of feable human egos. The ramifications are manifold and most are out of the scope of this article.

Out of the accusations levelled against Common Practice Period theory, one of the most common and often accepted is that it somehow limits the imagination of artists. Presumably, this is because its rules define a perimeter around permissible options in a finite-state machine, thereby prohibiting the random allocation of space and time to music tones selected purely out of gut feeling. And that precisely is one of the defining factors of the post-modern vision of art. At this point, it may seem like I am contradicting my previous statements regarding the possibility of harmony rules being developed and justified on the basis of human nature. If they are, then an artist following only his gut feeling should arrive to at least similar results. First, that these rules are based on human nature does not mean they are free of the constraints of their historical context, including not only cultural implications but also material possibilities for the construction of certain instruments with particular timbres. Second,  the rules were developed through collective observations and philosophies over hundreds of years by many different people building on top and beside one another– in the same way that mathematics and modern science were gestated.

While older attitudes were nature-oriented, and tried to keep their understanding of human nature in line with what was then understood of the natural world, the Enlightment sees a rupture between them as a necessary effect of placing  human beings over nature as overlords to do as they please with it– thereby setting them beyond judgement within it. It was an ideology-based decision, not a scientific one. As a result, there are those, especially among the post-modernist classical artists, that are not guided by a free search for musical perfection, but by contrarian and politically-charged statements that can only be described as the ultimate incarnation of a hipster’s dreamworld.

The comparison to mathematics is in dire need of further elaboration as it contains the potential to elucidate much about what musical theory is and what it is not. We may start by stating that they are both tools and means to an end. Admiring the organization and arrangement of a music passage on grounds of technique is akin to feeling a sense of wonder when shown a beautifully and clearly derived mathematical formula. But neither of them by themselves attest to the accuracy of the connection of these to reality itself. Both musical and mathematical theory are dependent on premises — they are both arguments developed from a set of assumptions which may reflect conditions and events in the real the world.

Common Practice Period theory arose from organizing tones in the spectrum of perfect consonance to most extreme dissonance as perceived by human beings. Not one human being arbitrarily writing up rules, but scores of audiences reacting to the works of many different composers through lifetimes. Each composer taking notes on the triumphs and blunders of those that came before them and adding their own ideas. It was a veritable scientific effort of occult nature. The fact that the notes were taken not from one society at one point but by the cumulative effort many through many generations also somewhat lends to the tradition a tendency towards the transcendental. Of course, this is completely dependent on a healthy balance between acknowledgement of tradition (whatever that tradition is for the artist) and a continuation of its ideals with a progressive intent.

To round off the metaphor of mathematics, we should stress that no development invalidates or properly subordinates older techniques to newer ones. This fallacy is so pervasive that it is common to hear people referring to the use of newer techniques in themselves as a sign of superior expression. This is related to the malady that is born from the cult of novelty. In truth, when it comes to mathematics, if one person solves a problem using simple algebra yet another fails using calculus, it is obvious that the simple use of a more sophisticated technique is not in itself superior. It may be true that in art and music we do not have the luxury of calling something right and wrong, but the comparison is done in parallel and not on the same plane as mathematics. This is the same as when Newton developed Calculus, he did not ditch arithmetic and algebra developed hundreds of years before he was born, but used them to build this tool that would allow him to develop theories concerning abstract models of the physical world.

Nobody is saying there is a right and wrong dichotomy in music. In fact, this is where it is necessary to part from the analogy. Music is much more comprehensive and complex than mathematics (which only has a cumulative complexity, not a multi-dimensional one). Mathematics is comparable to music theory, the tool, and not to music. Music is the resulting idea crystallized, probably through the use of  music theory techniques, the same ways physics derive explanations of the universe by using different techniques from mathematics. By its occult nature, music’s domain being states of mind and evocation, what we do have in music is degrees of esoteric communication through sensory perception. It is a communication at many levels rather than only at the level of reason and goes beyond it and to our instincts and learned behaviors which as a total reflect a unique vision from a unique individual. “Personal taste” advocates need not get too excited as the variation can only be as wide as human minds allow — which scientific research shows is not as much as we like to think. Variation is wide with respect to how we see ourselves, but not that wide when we see the whole spectrum of possibilities. And as an occult discipline guessing at phenomena of the universe (and our mind in it) that we do not understand, music is more liable to wander off more than mathematics in its search for perfection.

https://www.youtube.com/watch?v=yGNh5BYJke0

Music as the manifestation of experience, as a gateway to purposely changing states of the mind in humans, is something that stands at odds with the idea of absolute music, for which music aesthetics themselves are the goal. This materialist vision based on the fact that current (this is a 19th century idea) scientific limitation of not yet having a mathematical model outside of aesthetics and certain organization cannot accept or encompass the higher-level processes of creation that reach for proportion, balance, direction and movement in an attempt to communicate. Ironically, it is rather this lack of tradition or significance that results in theory and rules being all there is that produces a much more limiting paradigm. The race of stretching aesthetics could only go so far and an artistic compound devoid of transcendental goals quickly gave up as they broke the boundaries of tonality, declaring music as we know it to be dead. Needless to say, this was as short-sighted as limiting literature to the number of “clever” arrangements of words — precisely the dead end of poetry without meaning, or poetry without form, all products of post-modernism. In any case, the disavowal of all meaning leads to music pursued as a sport, for the excitement that its physical acrobatics produce and not from what it communicates in and beyond its forms.

The other branch of a materialist appreciation of music surfaced more clearly in the freedom afforded by the post-modernist world to idiots to call themselves artists and plague us with moronic musical expressions supporting themes of self-pity communicated only through lyrics. Going further, many artists not only took this liberty but openly rejected any sort of tradition or knowledge as being only an obstacle for their expression. Again, ironically, their rejection of it resulted not in a revealing work transcending the ages, but an extremely simple product that even a child banging on the wall and singing with no thought or experience could produce.

This is not to say that you need theory to create good music. As was explained before, theory is only a tool based on cummulative observations over many lifetimes. We do fine geniuses and other people with an outstanding aptitude for music creation who will find ways to create solid music that is often technically rudimentary but complex in communication.

As with any mathematical techniques or grammar in language, theory augments and sharpens the natural talents of the person. But the catch here is that the artistic intent and vision of the artist is often as important as his natural aptitude towards creation. Whereas a Varg Vikernes consistently tries to find an ever-more ephemeral depuration of the essence of his music against the tides of trends in what is fashionable, a Luc Lemay gets lured in by what is chick, his talents wasted on kitsch. Granting a directed vision of music in a clear direction rather than with vague adjectives to justify fashionable aesthetics, the person with average talents can, with appropriate training and dedication, become a Franz Berwald, while the talented may reach the heights of Johannes Brahms.

The importance of following a transcendental route versus a materialist one are exemplified in two products of the 20th century. One followed the mechanistic descriptions of music to the point of absurdity and was hailed as a genius by the hipsters crowding the halls of academia. These were the many frauds of John Cage. Intellectually interesting experiments devoid of the basic dimensions of music: melody, rhythm and harmony. Contrasting the first comes a work that attempts to communicate a sense of wonder in nature without the vulgarity of dissoluting music proper for recordings of nature or other cheap tricks of post-modernism. This is the Fourth Symphony of the romantic Jean Sibelius, reviled by academic theorists and critics looking forward to the mechanistic augmentations of aesthetics and possible transformations rather than for the actual content of music. This was music for the music fan, not the ironic intellectual.

https://www.youtube.com/watch?v=Yybn6iKmYdQ

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Developmental variation and underground metal

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What is developmental variation?

The term developmental variation was coined by Arnold Schoenberg as a name for the principle which governed his compositional technique, which he claimed to have inherited from the music of the great Germanic composers such as Haydn, Beethoven and, in particular, Brahms. The technique consists of generating development in a piece through variation of an initial idea. Each new slice of content is developed from, and naturally connected to, the previous one, so that the whole piece is an elaboration of an initial idea. This provides unity and logic within dramatic movement and variety.

Why developmental variation?

Since the end of black metal around 1996, underground metal has found itself in a rut. As if struck dumb by the dizzy heights achieved by its greatest practitioners, most underground metal bands have veered into three equally fruitless directions:

  1. Blatant imitation of a specific set of bands from the past (New wave of old school death metal, Thrash revival, Darkthrone clones, etc.)
  2. Commercialization of the aesthetic, achieved through simplification of lyrical themes and musical structure (In Flames, Dimmu Borgir, deathcore, etc.)
  3. Experimentation in texture and instrumentation, fusion genres (Norwegian avant-garde, Djent, etc.)

One would assume that the practitioners of this third path feel, at least, the anxiety that naturally comes with working beneath the shadows of giants. Their response, however, betrays that anxiety to an excessive degree, as they scramble madly to distance themselves from those past greats, usually through the most immediately striking means they can find. Often with releases of this variety one is left with the sensation that they could be truly great works of art if they stopped hovering uncomfortably around the ghost of metal, and simply embraced their external tendencies. In other words, the solution most of these artists seem to find to the problem posed by the intimidating canon is to escape metal altogether, as many of them ultimately do.

This is not, however, because of any inherent flaw in the style, or any linear finality implied by the greatness of the canon. There is no denying that, in a sense, underground metal is a restrictive style. There are strict boundaries regarding instrumentation, tonality, and even lyrical themes (that old Euronymous joke about carrots notwithstanding). Though these may at times be somewhat malleable, when they remain blatantly unobserved the music simply stops sounding like underground metal. It is largely the imposing presence of these boundaries that has scared many promising musicians away from metal, and into the realm of the often masturbatory and self-referential pseudo avant-garde.

What this ultimately means is not that there is no room for growth within heavy metal, but that said room is to be found in a less immediately evident, but ultimately more significant element of musical construction; structure. Underground metal’s unpitched vocals allow it freedom from many structural conventions of popular music in which vocals are the lead instrument. Its literary and historical inclinations give it plenty of places from which to draw extra-musical influences. Heavy metal titans Iron Maiden have successfully done this in the past, shaping their more structurally ambitious and musically exciting pieces around the contours of literary or historical subjects.

The aforementioned underground metal greats have already exploited these natural tendencies. Albums such as Altars of Madness and Far Away From the Sun have expanded rock’s traditional strophic structures through the use of expansive melodies and conflicting themes, creating instrumental sections of great intensity, which modify the meaning and intention of the strophic recurrences. Greater variety in the stricter tenets of instrumentation and mood has been justified within the framework of a modified structural thought-process, for example in the Burzum albums Det som engang var and Hvis lyset tar oss. There are countless other examples of individual structural voices developed by bands in order to best fit their particular path or concept, from the intensely concentrated minimalism of Beherit and Skepticism to the outwardly chaotic narrative intricacy of Demilich and early At The Gates.

However, this was underground metal at its youthful best, when it was still discovering what it was and what it could do, and many of its greatest achievements were at least partially the product of amateurish accident. Metal is no longer a young musical style, and perhaps in order to age gracefully bands will need to sacrifice some spontaneity and be more strict about inwardly articulating their goals, the structure that will best fit these goals and the compositional process that will get them there.

Underground metal is a genre with entirely unique thematic concerns, which prizes the ability to create works of musical individuality that are still ultimately works of underground metal. Developmental variation is the perfect technique for this situation, as it allows content to organically generate form, which would not only allow for individual songs and albums to craft an individual perspective without resorting to surface gimmicks, but also lead to a deeper level of thematic coherence. In a style whose fans expect recordings to hold up on repeated listens, not for weeks or months but for years, the increased layered complexity of musical relationships created by this technique would heighten, not obscure, the expressive power of a particular song or album.

It is not enough for underground metal to simply lift structural arrangements from sources more sophisticated than rock and pop music, such as European classical music. Though this could work individual songs or albums planned around the idea, as it did for Fanisk on their debut Die and Become, it is not a suitable long-term direction. This is because at the end of the day, the practice is not too distant from the simple lifting of vocabulary from other sources, a practice whose short-lived capacity to produce quality content the underground has already witnessed.

However, there is a lot to be learned from the music of the Common Practice Period. There is a tendency to view classical forms as being set in stone, but this could not be further from the truth. The image of Beethoven stressing over whether or not theme B of his sonata form modulated to the bloody dominant or not is silly enough to dispel the notion. The truth is that these structures developed organically throughout the lives of many composers, growing around the type of thematic material and harmonic conventions of their time and style, until they became intuitively standardized elements of musical grammar. It is only much later, once their development had been completed, that theorists could attempt codifications.

Attempting to imitate such a process of could prove fruitful for underground metal bands. The idea would be for bands to create their own structural grammar, not by adhering to a new set of rules, or worse, an old one belonging to a different tradition, but by developing a new, more sophisticated intuition. It is this author’s belief that the technique of developmental variation could be extremely helpful towards this development. It will of course always be important to have a good idea first; no technique will write good music for you.

In the interest of getting all of this across to the reader’s musical instincts, as opposed to getting it across merely to his or her understanding, where it is useless, we will now undertake a case study of how this technique worked for the Finnish composer Jean Sibelius in his early tone poem, En saga. Sibelius faced a dilemma similar to that of the young Hessian today, standing in the shadow of a beautiful but intimidating tradition. By molding the structure of his piece around his material, through the technique of developmental variation, Sibelius managed to find a powerful individual voice for his piece, without resorting to gimmicks, or leaving the tradition he loved behind.

En saga: a case study in developmental variation

En saga is an orchestral tone poem, meaning that it is an entirely instrumental piece meant to describe or depict something outside of itself. The piece’s title translates simply to ‘a saga,’ and throughout his life Sibelius never specified whether it was based on any particular one. This clever bit of ambiguous programming presents Sibelius with a very malleable structural mold that nevertheless presents a general framework within which to work.

Sibelius builds nearly 20 minutes of music around four simple themes. All but the last of these has a length of four measures or less, and all of them keep the melodic action centered around a perfect fourth or fifth, emphasizing stepwise motion. The reader may have already noticed that this description could fit many metal riffs like a glove, and this proximity of thematic character to underground metal is one of the reasons why this piece is particularly relevant to our interests.

en_saga-theme_i

en_saga-theme_ii

en_saga-theme_iii

en_saga-theme_iv

The relationship between themes I and III is evident: they have the same range and an identical ending, being distinguished from each other by slight rhythmic variation and harmonic context. Though theme II might initially seem out of place, its ‘justification’ comes with the introduction of theme IV, a majestic melody that combines rhythmic and melodic elements from themes II and I-III. It also emphasizes the motivic element that unites all four of them; the repeated insistence on the starting pitch. This characteristic in particular is the one that betrays the tight relationship between the themes, allowing us to comfortably refer to them as variations on the same idea. The imaginative reader will begin to see how the relationships and conflicts between these four simple themes begin to lay out sketches of a large-scale work, or, in other words, how developmental variation suggests not only material, but also structure.

The piece starts off with a short introduction that leads into the uncomfortable minor seconds of the first theme (0:17), establishing the tension that drives the whole work. The theme is then pitted against wave-like arpeggio figures in increasingly tense juxtapositions, which seem to be leading towards an explosive climax, but then simmer away into an uncomfortable silence. The way this opening minute mirrors the structure of the entire piece, like an eerie premonition, is an indicator of the piece’s impressive unity, and a perfect example of the way relationships between related themes can be the basis for entire compositions, an idea we will return to later.

I said that I admired its (the symphony) style and severity of form, and the profound logic that created an inner connection between all of the motives. — Sibelius, conversation with Gustav Mahler, Helsinki, 1907.

This silence is broken by the sudden introduction of theme II (1:08) by the bassoons, in a tonal center very distant from that with which the piece began. However, the reappearance of the insisting note motive makes its appearance seem like a natural response in a conversation. After the statement, the conflict of the piece is laid out for the listener and the piece unravels with absolute naturality. Theme II passes around the orchestra, competing with increasingly dissonant response passages until its motives flower into a wonderful heroic melody in the double basses. This initiates a dialogue in the string section that spells out the conflict between the two main theme groups with great clarity.

Sibelius then goes on to present themes III (in the violas at 4:09) and IV (in the strings at 5:07) in a similar way, declaiming them lyrically throughout the orchestra and pitting them against transitional passages, often arpeggiated. The seeming culmination to which the piece comes after the presentation of triumphant theme IV is suddenly interrupted by a short bridge passage (5:44), tellingly outlining a fifth, which leads into a section centered around permutations of theme III and a flowing legato response idea that begins to overpower the theme itself. Theme IV’s conquest remains unattained.

Then, suddenly, the momentum collapses and we are led into the second part of the piece. This second section consists of a series of crescendos, in which particular themes seem poised to triumph and reveal themselves as ‘the’ theme. Yet, time and again these crescendos collapse in on themselves, eerily, almost unnervingly. Until, at the very last of these peaks, a response figure once again takes over the climax. Yet the fanfare quickly dissipates, and the piece ends with an extremely quiet and nearly uncomfortable uncertainty.

This second section appears to be what the themes themselves initially suggested, thanks to their close “variation” relationship: a conflict in which one of them emerged triumphant. In order to get a more intuitive sense for the depth of this relationship and its importance, notice how after a few listens of the piece the themes will be stuck in your head almost interchangeably, to the point where it is sometimes hard to tell which one you’re humming to yourself. This is the sort of conflict that arises naturally when material is created through developmental variation, and it is what makes it such an effective technique for the composition for styles that thrive on dramatic tension.

Now, Sibelius’ choice to make none of the themes triumph and to end the piece the way he does is not something intrinsically suggested by the themes. As a matter of fact, if we are allowed a guess, this was probably the narrative idea that Sibelius started out with. However, once he had his material, he had a pretty good outline for a conflict, as themes I-III and theme II clearly converge and culminate on theme IV. However, as previously noted, the first triumphant statement of theme IV is quickly negated by the aforementioned bridge passage, a dissonant entry of the theme and then the shifting of focus back to theme III.

The series of increasingly chaotic and dramatic anti-climaxes that constitute the second portion of the piece are the ones that outline the thematic conflict proper, along with the ultimate failure of any of the themes to impose themselves, even as they alternate and hybridize. However, in order for this section to make any sense, especially given the piece’s light programmatic tinge, the opening section in which the themes are presented becomes absolutely necessary. In order to establish the tension that rules the piece and give it coherence, the strange introductory section dominated by theme I becomes necessary.

This introduction mirrors the development of the whole piece, with its agonizing rising and falling motions, which eventually dissipate into a tense silence. Sibelius found his large-scale structure through his themes, and then constructed every other sub-section around the same general curve. This creates an immersive fractal effect, potent evidence of Sibelius’ developing genius despite the orchestration failings and occasionally meandering quality of the still young composer. A dramatic idea and four simple, closely related, themes allowed Sibelius to reach heights of structural ambition that, though not yet fully realized, would become the germ for his future masterpieces.

Closing words

I am by no means suggesting, of course, that is ‘the’ path metal must follow in the future. This is a suggestion, and idea, and more so than it hopes to be accepted, or even fully understood, it hopes to ignite some spark of creativity. Metal does not necessarily need developmental variation in order to escape it relative stagnation, but it does need to look at itself more seriously and its surroundings more seriously, and ask itself musical questions in a more articulate manner. Hopefully this article will be of some help to that end.

http://www.youtube.com/watch?v=VyDRWw_g2xU

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